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Software Process Improvement -A Successful Journey

By Deepty Chauhan

Background:
For many organizations like ours, the interim target of achieving ISO 9001 or CMM levels is a daunting task. Discipline is no fun —Organizations readily acknowledge that striving to address projects according to ISO 9001 or CMM guidelines requires the creation of new procedures. It is vital to the success of improvement efforts to realize that process change entails cultural change and its human nature to resist change. Numerous social and technical barriers must be overcome to effect lasting improvement.

My organization aimed for ISO 9001 certification and then CMM level 2 and Level 3 assessment approximately one and half year back and knew that it would be grilled thoroughly by the ISO auditors and CMM assessors. For Software Process Improvement first we need to know your strengths and weaknesses so that the management can scope the improvement effort. Only with this knowledge can we customize an infrastructure for process improvement. We have had success with plans tailored according to the Software Engineering Institute’s CMM model. This includes formation of Software Process Engineering Group, who know their roles, responsibilities, charters, and action plans, which helps you develop a charter and vision and to establish a clear match to organizational goals and objectives. They will be much more effective if they receive the right formal and informal training. One pivotal decision was "not to reinvent the wheel", but seriously consider Industry Best Practices.

Later we saw that, Process improvement always pays dividends for those with the discipline to do it right.

Process Improvement Project

The Strategic Plan

A clear vision is essential to the success of process improvement project. Senior management in our case had the vision that Process is Product and was committed to sponsor and support improvement efforts. We were responsible for mobilizing people and resources to try and make it happen, but process improvement was a new endeavor for my group and everyone was unsure how to get started and get organized My organization went for strategic planning using Total Quality Management's Plan-Do-Check-Act cycle.

We developed a vision to use the best practices of software development teams and the eleven best practices were identified:

* Develop iteratively (incremental development life cycle) * Use component-based architecture * visually model the product using the Unified Modeling Language (UML) * Formal Risk Management * Agreement on Interfaces * Formal Inspections * Metric-based Scheduling and Management * Program-wide Visibility of Progress Vs Plan * Defect Tracking against Quality Targets * Configuration Management * People-aware Management Accountability

In the planning model we tried to analyze the current projects keeping the insight of ISO/CMM through rigorous reviews. Next, we conducted organizational Gap Analysis between its current state and the vision we were seeking. The ISO 9001 status feedback itself became the catalyst for develop tactical plans by providing the team leaders with the required control mechanism for project tracking and oversight.

Our organization tried to Treat Software Process Improvement also like a development project! Senior management sponsored to recruit a corresponding project team (Software Quality Assurance team or the Software Process Engineering Group), selected a project leader, and established a repository to store process documentation and other process artifacts. We followed the plan as: Start by discovering and understanding current practice throughout the group. Find existing process documentation and talk to practitioners to understand how tasks are performed. Reconcile any differences between actual and espoused processes. Document and review the newly characterized process. Then iteratively and incrementally improve the process and ensure that the documentation is updated appropriately. Project Planning, Software Configuration Management, and Software Quality Assurance, project tracking, Software Tools usage were the key areas where our organization concentrated more for process improvement. We tried to customize Rational Unified Process for our working environment and automated tools in process was also taken up.

We also ensured that the visibility of the project to upper management and the rest of the organization were comparable to that of other important projects.

Culture and Resistance

Process improvement affects more than just the processes used by practitioners to perform their work. Process change means culture change, replete with all the difficulties inherent in changing the perceptions, values, and normative behaviors of a community. Some of the forces that make such improvement efforts difficult are:
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